Partnership

For almost 40 years, Charles Schwab has been the leader in providing custody, trading and support services to independent investment advisors. Schwab has a history of innovating in ways that benefit investors and the advisors and employers who serve them, and championing their clients’ goals with passion and integrity.

Schwab has provided independent advisors with the platform, products, programs and resources they need to serve their clients and grow their businesses efficiently and effectively. As a registered broker-dealer and a member of the Securities Investor Protection Corporation (SIPC), Schwab is subject to certain regulations intended to protect assets held in brokerage accounts maintained at Schwab. Schwab wants clients to have the highest level of confidence when doing business with them, so they offer this guarantee: The Schwab Security Guarantee – Schwab will cover 100% of any losses in any of your Schwab accounts due to unauthorized activity.

More information is available at aboutschwab.com.